WHAT ZEN IN HOKKU REALLY MEANS

I have written before about the misguided efforts in the late 20th century —  and even up to the present — to “debunk” the notion that there is any connection between hokku (which the would-be “debunkers” usually anachronistically call “haiku”) and Zen.  In my view, their efforts are largely attacking a creation formed of their own misperceptions.

Of course when referring to Zen in hokku, the name always brought up is that of R. H. Blyth, who closely linked the two.

The simple answer to the pointless controversy, however, lies in these basic facts:

  1.  By “Zen,” Blyth meant neither that all writers of hokku were Zen Buddhists, nor that all hokku exhibited the Zen aesthetic.
  2. Blyth — in making the Zen-hokku connection — was not referring to Zen in the form of organized religious sects in Japan, but rather to the aesthetic principles that characterize the best hokku.
  3. Blyth himself writes, “…by Zen we mean a state of Self-consciousness, in which though we know and are fully conscious that I am I, and the flower is the flower, we are also deeply conscious of one life, one existence rather, moving and flowing in and between us. With Zen as a method of attaining this state [that is, the formal practice of Zen meditative training] we are not now concerned, and for the purpose of poetry we must emphasize one particular aspect of Zen as a way of living, its simplicity, directness, and non-intellectuality.
    (Senryu: Japanese Satirical Verses, page 39)

I have added emphasis to that in italics and in bold type.

So that is the “Zen” Blyth saw in hokku; he saw it as a way of life, as an aesthetic of simplicity, directness, and non-intellectuality. At least that is what he found in the best of old hokku.

(Hancock Shaker Village, MA; Library of Congress)

As to the historical origins of hokku, no one can legitimately deny the influence of Zen Buddhism on Japanese culture and aesthetics.  I often quote Shōei Andō, who wrote in his interesting book  Zen and American Transcendentalism:

…it is almost impossible to disregard the influence of Zen, when we consider any aspect of Japanese culture after the Kamakura Period [c. 1185-1333]. In fact, Zen may be said to lie at the inmost heart of Japanese culture” [my emphasis].

We see the influence of Zen in Japanese ink painting, in flower arranging, in the tea ceremony, and in Japanese literature such as Noh drama and hokku.  So the correct way to regard Blyth’s comments is simply to recognize that Blyth saw and recognized the Zen aesthetic influence in hokku, which manifested there as simplicity, directness, and non-intellectuality.

Nonetheless, hokku being what it is, Blyth would have correctly seen Zen in it even if it had no historical connection to the aesthetic principles influenced and spread by Zen Buddhism in Japan — because Zen, as understood by Blyth — is quite independent of all that.  Simplicity, directness, and non-intellectuality may be found in any place and culture where conditions permit such an aesthetic to arise, even if it is only manifested in rare individuals.

When looked at that way, we can see that “Zen” in Blyth’s understanding extends far beyond Japanese culture and its historical connection with Zen aesthetics.  We see Zen wherever we find simplicity, directness, and non-intellectuality in expressing Nature and the place of humans as a part of Nature.  That is why one can find Zen wherever one lives a life based on those qualities — as in the life of Henry David Thoreau  — and wherever one writes expressing those qualities.

That is why anyone in any country who follows this path may continue to write “Zen” hokku today, based on the same universal aesthetic principles.

 

David